Daily Archives: June 26, 2011

Our friends at OWL comment on Suitability

The Suitability Standard If you have not received the FSA’s Dear CEO letter on its wealth management review, you are either lucky or have an incompetent postman. Those who are not so fortunate would be unwise to ignore the obvious … Continue reading

Posted in Compliance, Investors, Markets and Regulations, Risk Reporting | Leave a comment