Tag Archives: regulators

Europe, Regulations and Hedge Funds… It is time to make plans, the clocks are ticking

Posted on March 28, 2011 by admin

Europe, Regulations and Hedge Funds… It is time to make plans, the clocks are ticking UCITS, AIFMD, Private Placement rules in Europe are very topical subject at the moment. And many people find it quite a daunting task to try … Continue reading →

Posted in Alternative Investments, Compliance, Hedge Funds, Investors, Markets and Regulations, UCITS | Tagged , , , , | Leave a comment

OWL quick note on SEC registration

Posted on March 10, 2011 by admin

Among other fine articles in FTfm this Monday, you will have noticed Countdown to Registration, which deals with the obligation for most investment managers in this country to obtain SEC registration by mid-July. Understandably, there is a great deal of … Continue reading →

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UCITS Upgraded – Could this be a genuine benefit from the EU?

Posted on January 17, 2011 by admin

UCITS Upgraded – Could this be a genuine benefit from the EU? Aware that I am even more Euro-sceptical than most, it is really quite rare for me to suggest that an EU action might genuinely provide a benefit, either … Continue reading →

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Implementing the Remuneration Code

Posted on December 21, 2010 by admin

To be implemented by Jan 1st It is no surprise really that CP10/19 has received more attention than the FSA’s other eighteen consultation papers this year put together. Remuneration is a big issue and a political hot potato into which … Continue reading →

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Lessons from the Financial Crisis

Posted on January 30, 2009 by admin

Recent markets developments and the answers public authorities and regulators have so far given to the challenges they pause certainly create cause for concerns and reflexion on the sources of the crisis, the financial system, the pertinence of the behaviour … Continue reading →

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